| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASTRAPTO CAPITAL PARTNERS (HK) LIMITED | RO | 提供資產管理 | 2024-06-03 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2022-03-07 | 2024-03-01 |
| Rep | 就證券提供意見 | 2022-03-07 | 2024-03-01 | |
| Rep | 證券交易 | 2022-03-07 | 2024-03-01 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2022-03-07 | 2024-02-19 |
| Rep | 就證券提供意見 | 2022-03-07 | 2024-02-19 | |
| Rep | 證券交易 | 2022-03-07 | 2024-02-19 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2010-03-11 | 2012-11-06 |
| Rep | 就證券提供意見 | 2010-03-11 | 2012-11-06 | |
| Rep | 證券交易 | 2010-03-11 | 2012-11-06 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2010-03-11 | 2012-11-06 |
| Rep | 就證券提供意見 | 2010-03-11 | 2012-11-06 | |
| Rep | 證券交易 | 2010-03-11 | 2012-11-06 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2009-03-13 | 2010-02-12 |
| Rep | 就證券提供意見 | 2009-03-13 | 2010-02-12 | |
| Rep | 證券交易 | 2009-03-12 | 2010-02-12 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-08-26 | 2008-12-11 |
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2005-04-22 | 2008-08-26 |
| Rep | 證券交易 | 2005-04-22 | 2008-09-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2004-09-13 | 2008-08-26 |
| Rep | 就證券提供意見 | 2004-09-13 | 2008-08-26 | |
| Rep | 證券交易 | 2004-09-13 | 2008-12-11 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2004-09-13 | 2008-08-26 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-29 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-29 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-29 | |
| Rep | 證券交易 | 2003-04-01 | 2004-05-29 |
已採集記錄中暫無金管局登記。