| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2019-02-21 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2014-09-01 | 2018-10-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-11-17 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-08 | 2013-07-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-10-24 | 2013-07-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-10-24 | 2010-09-08 |