| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2020-05-05 | - |
| Rep | 證券交易 | 2020-05-05 | - | |
| Neutral Financial Holding Company Limited | RO | 就機構融資提供意見 | 2017-08-18 | 2018-06-30 |
| RO | 就證券提供意見 | 2017-08-18 | 2018-06-30 | |
| RO | 證券交易 | 2017-08-18 | 2018-06-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2010-08-23 | 2016-05-18 |
| Rep | 就證券提供意見 | 2010-08-23 | 2016-05-18 | |
| Rep | 證券交易 | 2010-08-23 | 2016-05-18 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2010-08-23 | 2016-05-18 |
| Rep | 就證券提供意見 | 2010-08-23 | 2016-05-18 | |
| Rep | 證券交易 | 2010-08-23 | 2016-05-18 |