Personnel Hong Kong SFC License Details (ID 87542)

Personnel Hong Kong SFC License Details (ID 87542)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Ovata Capital Management Limited	Rep	提供資產管理	2021-08-05	2023-10-31
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期貨合約交易	2017-10-30	2019-07-29
	Rep	證券交易	2017-10-30	2019-07-29
Citigroup Global Markets Asia Limited	Rep	期貨合約交易	2015-05-07	2017-09-07
	Rep	證券交易	2015-05-07	2017-09-07
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就期貨合約提供意見	2012-06-11	2015-02-22
	Rep	就證券提供意見	2012-06-11	2015-02-22
	Rep	期貨合約交易	2012-06-11	2015-02-22
	Rep	證券交易	2012-06-11	2015-02-22
Merrill Lynch Far East Limited	Rep	期貨合約交易	2010-08-20	2012-03-09
Merrill Lynch (Asia Pacific) Limited	Rep	證券交易	2007-11-14	2012-03-09
Merrill Lynch Far East Limited	Rep	證券交易	2007-11-14	2012-03-09
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2007-11-14	2010-08-20
Merrill Lynch (Asia Pacific) Limited	Rep	證券交易	2007-02-07	2007-10-29
Merrill Lynch Far East Limited	Rep	證券交易	2007-02-07	2007-10-29
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2007-02-07	2007-10-29