| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2019-02-01 | - |
| UBS SECURITIES ASIA LIMITED | RO | 證券交易 | 2018-09-21 | - |
| UBS SECURITIES HONG KONG LIMITED | RO | 證券交易 | 2018-09-21 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2017-11-06 | - |
| Rep | 證券交易 | 2017-11-06 | 2018-09-21 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2017-11-06 | - |
| Rep | 證券交易 | 2017-11-06 | 2018-09-21 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2015-09-09 | 2016-01-21 |
| Rep | 證券交易 | 2015-09-09 | 2016-01-21 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-24 | 2015-05-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-06-01 | 2015-05-27 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-06-01 | 2015-05-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-06-01 | 2010-08-24 |
已採集記錄中暫無金管局登記。