| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | RO | 就機構融資提供意見 | 2020-05-05 | 2023-12-29 |
| Rep | 就機構融資提供意見 | 2018-03-16 | 2020-05-05 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2015-10-13 | 2017-10-30 |
| Rep | 證券交易 | 2015-10-13 | 2017-10-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2009-08-17 | 2015-07-02 |
| Rep | 就證券提供意見 | 2009-08-17 | 2015-07-02 | |
| Rep | 證券交易 | 2009-08-17 | 2015-07-02 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2009-08-17 | 2015-07-02 |
| Rep | 就證券提供意見 | 2009-08-17 | 2015-07-02 | |
| Rep | 證券交易 | 2009-08-17 | 2015-07-02 |