| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 證券交易 | 2019-08-21 | - |
| Rep | 期貨合約交易 | 2014-04-22 | - | |
| Rep | 證券交易 | 2014-04-22 | 2019-08-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自動化交易服務 | 2008-11-25 | 2013-10-25 |
| Rep | 證券交易 | 2007-04-23 | 2018-12-19 | |
| FOX-PITT, KELTON (ASIA) LIMITED | RO | 證券交易 | 2006-03-28 | 2006-05-07 |
| Rep | 證券交易 | 2005-05-17 | 2006-03-28 |