| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Y2 CAPITAL PARTNERS LIMITED | RO | 就證券提供意見 | 2022-05-03 | - |
| RO | 提供資產管理 | 2022-05-03 | - | |
| Rep | 就證券提供意見 | 2022-02-22 | 2022-05-03 | |
| Rep | 提供資產管理 | 2022-02-22 | 2022-05-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 期貨合約交易 | 2019-11-13 | 2021-07-02 |
| RO | 證券交易 | 2019-11-13 | 2021-07-02 | |
| Rep | 期貨合約交易 | 2018-12-10 | 2019-11-13 | |
| Rep | 證券交易 | 2018-12-10 | 2019-11-13 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2015-08-18 | 2018-09-06 |
| Merrill Lynch Far East Limited | RO | 證券交易 | 2015-08-18 | 2018-09-06 |
| Rep | 期貨合約交易 | 2010-08-20 | 2018-09-06 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-04-16 | 2015-08-18 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-04-16 | 2015-08-18 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-04-16 | 2010-08-20 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2006-06-15 | 2007-03-19 |
| Rep | 證券交易 | 2004-02-09 | 2007-03-19 |
已採集記錄中暫無金管局登記。