| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 證券交易 | 2024-08-05 | - |
| Rep | 就證券提供意見 | 2024-04-23 | - | |
| MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) ( | Rep | 提供資產管理 | 2024-04-23 | - |
| SingAlliance (Hong Kong) Limited | Rep | 就證券提供意見 | 2023-06-16 | 2023-10-31 |
| Rep | 提供資產管理 | 2023-06-16 | 2023-10-31 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | RO | 就期貨合約提供意見 | 2015-01-21 | 2021-11-09 |
| RO | 就證券提供意見 | 2015-01-21 | 2021-11-09 | |
| RO | 期貨合約交易 | 2015-01-21 | 2021-11-09 | |
| RO | 證券交易 | 2015-01-21 | 2021-11-09 | |
| Rep | 就期貨合約提供意見 | 2014-08-27 | 2015-01-21 | |
| Rep | 就證券提供意見 | 2014-08-27 | 2015-01-21 | |
| Rep | 期貨合約交易 | 2014-08-27 | 2015-01-21 | |
| Rep | 證券交易 | 2014-08-27 | 2015-01-21 | |
| Rep | 提供資產管理 | 2014-08-27 | 2015-02-13 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-12-06 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-10 | 2013-07-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-12-10 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-12 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-12 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-11-12 | |
| Rep | 證券交易 | 2003-04-01 | 2013-07-13 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-12 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-12 | |
| Rep | 證券交易 | 2003-04-01 | 2003-11-12 |
已採集記錄中暫無金管局登記。