| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | 就機構融資提供意見 | 2016-10-19 | 2020-12-03 |
| Rep | 就證券提供意見 | 2016-10-19 | 2020-12-03 | |
| Rep | 證券交易 | 2016-10-19 | 2020-12-03 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2012-11-13 | 2015-05-22 |
| Rep | 就證券提供意見 | 2012-11-13 | 2015-05-22 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2012-11-13 | 2015-05-22 |
| Rep | 就證券提供意見 | 2012-11-13 | 2015-05-22 | |
| Rep | 證券交易 | 2012-11-13 | 2015-05-22 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-04-01 | 2015-05-22 |