| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 期貨合約交易 | 2018-07-31 | - |
| Rep | 證券交易 | 2018-07-31 | - | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2015-09-11 | 2017-09-20 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2014-02-04 | 2015-06-06 |
| Rep | 就證券提供意見 | 2014-02-04 | 2015-06-06 | |
| Rep | 期貨合約交易 | 2014-02-04 | 2015-06-06 | |
| Rep | 證券交易 | 2013-06-19 | 2015-06-06 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-04-10 | 2013-06-09 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2012-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-04-11 | 2012-09-28 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-04-11 | 2012-09-28 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-04-11 | 2010-08-20 |
已採集記錄中暫無金管局登記。