| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2016-07-14 | 2019-06-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-04-08 | 2016-03-16 |
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2005-04-22 | 2005-09-28 |
| Rep | 證券交易 | 2005-04-22 | 2005-09-28 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2004-04-02 | 2005-09-28 |
| Rep | 就證券提供意見 | 2004-04-02 | 2005-09-28 | |
| Rep | 證券交易 | 2004-04-02 | 2016-03-16 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2004-04-02 | 2005-09-28 |