| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Arkimer Asset Management Limited | Rep | 就證券提供意見 | 2024-07-30 | - |
| Rep | 提供資產管理 | 2024-07-30 | - | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2014-08-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-04-22 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-04-01 | 2014-08-01 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-04-01 | 2014-08-01 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2006-12-04 | 2008-02-28 |