| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 期貨合約交易 | 2023-03-20 | - |
| RO | 證券交易 | 2023-03-20 | - | |
| Rep | 期貨合約交易 | 2017-06-05 | 2023-03-20 | |
| Rep | 證券交易 | 2017-06-05 | 2023-03-20 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-02 | 2017-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-07-26 | 2017-03-03 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2010-07-26 | 2017-03-03 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-26 | 2010-09-02 |
已採集記錄中暫無金管局登記。