| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2025-07-09 | - |
| Rep | 就證券提供意見 | 2025-07-09 | - | |
| Rep | 期貨合約交易 | 2025-07-09 | - | |
| Rep | 證券交易 | 2025-07-09 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2020-04-17 | 2025-05-09 |
| Rep | 證券交易 | 2020-04-17 | 2025-05-09 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2016-07-07 | 2019-11-22 |
| Rep | 證券交易 | 2016-07-07 | 2019-11-22 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-12-10 | 2016-04-23 |
| Rep | 證券交易 | 2014-12-10 | 2016-04-23 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-01-04 | 2014-09-17 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-01-04 | 2014-09-17 |
| Rep | 證券交易 | 2011-01-04 | 2014-09-17 |
已採集記錄中暫無金管局登記。