Jim, Monica Man Sum 詹文心
證監會中央編號:AFX525
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-10-31 | 2012-10-24 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-10 | 2012-10-24 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-11-10 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | - | 2003-10-21 |
| Rep | 就證券提供意見 | - | 2003-10-21 | |
| Rep | 提供資產管理 | - | 2003-10-21 | |
| Rep | 提供自動化交易服務 | - | 2003-10-21 | |
| Rep | 證券交易 | - | 2012-10-24 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | - | 2003-10-21 |
| Rep | 就證券提供意見 | - | 2003-10-21 | |
| Rep | 提供資產管理 | - | 2003-10-21 | |
| Rep | 證券交易 | - | 2003-10-21 |