| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | 證券交易 | 2012-07-27 | 2018-01-01 |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 證券交易 | 2012-07-27 | 2018-01-01 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2012-06-04 | 2012-07-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-11-17 | 2012-05-07 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-10-25 | 2012-05-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-10-25 | 2010-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-12-19 | 2012-05-07 |