| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2008-04-21 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2008-04-21 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2008-03-28 | 2016-03-08 |
| Rep | 證券交易 | 2008-03-28 | 2016-03-08 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2008-03-28 | 2016-03-08 |
| Rep | 證券交易 | 2008-03-28 | 2016-03-08 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-08-20 | 2008-02-04 |
| Rep | 證券交易 | 2007-08-20 | 2008-02-04 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-08-20 | 2008-02-04 |