| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2011-06-20 | - |
| Rep | 就證券提供意見 | 2011-06-20 | - | |
| Rep | 證券交易 | 2011-06-20 | - | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2011-06-20 | 2024-03-04 |
| Rep | 就證券提供意見 | 2011-06-20 | 2024-03-04 | |
| Rep | 證券交易 | 2011-06-20 | 2024-03-04 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-10 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-10 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-10 | |
| Rep | 證券交易 | 2003-04-01 | 2003-05-10 |