| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2014-04-03 | 2018-01-18 |
| Rep | 證券交易 | 2014-04-03 | 2019-01-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-10-19 | 2014-02-08 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-31 | 2014-02-08 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-09-15 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2004-09-10 | 2014-02-08 |
| LLOYDS TSB PACIFIC LIMITED | Rep | 提供資產管理 | 2004-06-05 | 2004-09-06 |
| Rep | 就證券提供意見 | 2004-01-12 | 2004-09-06 | |
| Rep | 證券交易 | 2003-04-14 | 2004-09-06 |