| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | 就機構融資提供意見 | 2022-10-07 | - |
| Rep | 就機構融資提供意見 | 2015-10-19 | 2022-10-07 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2008-08-19 | 2015-06-26 |
| Rep | 就證券提供意見 | 2008-08-19 | 2015-06-26 | |
| Rep | 證券交易 | 2008-08-19 | 2015-06-26 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2008-08-19 | 2015-06-26 |
| Rep | 就證券提供意見 | 2008-08-19 | 2015-06-26 | |
| Rep | 證券交易 | 2008-08-19 | 2015-06-26 |