| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-05-03 | 2015-03-24 |
| Rep | 證券交易 | 2013-05-03 | 2015-03-24 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-26 | 2012-05-15 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-10-24 | 2010-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-10-18 | 2012-05-15 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2006-10-18 | 2012-05-15 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2004-06-02 | 2006-08-29 |