| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | RO | 就證券提供意見 | 2025-03-03 | - |
| RO | 證券交易 | 2019-01-10 | - | |
| Rep | 證券交易 | 2018-11-22 | 2019-01-10 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-10-31 | 2012-07-03 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-03 | 2012-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-11-30 | 2012-07-03 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-11-30 | 2010-09-03 |
已採集記錄中暫無金管局登記。