| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Chocolate Asset Management Limited | RO | 提供資產管理 | 2017-09-04 | - |
| Capula Investment Management Asia Limited | Rep | 提供資產管理 | 2013-09-06 | 2015-05-22 |
| Rep | 證券交易 | 2013-09-06 | 2015-05-22 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2013-06-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-03-21 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2005-11-07 | 2013-06-07 |