| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-06 | 2014-03-15 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-05-16 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-04-20 | 2014-03-15 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-04-20 | 2014-03-15 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-10-09 | 2007-12-19 |
| Rep | 就證券提供意見 | 2007-10-09 | 2007-12-19 | |
| Rep | 證券交易 | 2007-09-13 | 2007-12-19 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2006-08-16 | 2007-08-20 |