| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-12-13 | 2013-11-09 |
| Rep | 證券交易 | 2007-09-27 | 2013-11-09 | |
| Legg Mason Asset Management Hong Kong Limited | Rep | 就證券提供意見 | 2006-04-20 | 2007-09-08 |
| Rep | 提供資產管理 | 2006-04-20 | 2007-09-08 | |
| Rep | 證券交易 | 2006-04-20 | 2007-09-08 | |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | 就證券提供意見 | 2006-04-20 | 2007-09-08 |
| Rep | 提供資產管理 | 2006-04-20 | 2007-09-08 | |
| Rep | 證券交易 | 2006-04-20 | 2007-09-08 |