| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-01-13 | 2016-07-11 |
| Rep | 提供資產管理 | 2015-01-13 | 2016-07-11 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-06-14 | 2014-08-12 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-06-14 | 2014-08-12 |
| Rep | 證券交易 | 2011-06-14 | 2014-08-12 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2007-02-16 | 2011-03-26 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2007-02-16 | 2011-03-26 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2007-02-16 | 2011-03-26 |