| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就證券提供意見 | 2021-04-26 | - |
| Rep | 就證券提供意見 | 2018-05-14 | 2021-04-26 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2015-12-03 | 2018-05-07 |
| RO | 證券交易 | 2015-12-03 | 2018-05-07 | |
| Rep | 就證券提供意見 | 2015-05-18 | 2015-12-03 | |
| Rep | 證券交易 | 2015-05-18 | 2015-12-03 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-04-08 | 2015-02-23 |
| Rep | 證券交易 | 2006-05-30 | 2015-02-23 |