| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-03-04 | 2014-01-04 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-03-04 | 2014-01-04 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2006-08-01 | 2010-10-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2006-08-01 | 2010-10-29 |