| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-12-19 | 2021-07-02 |
| Rep | 證券交易 | 2016-12-19 | 2021-07-02 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-02 | 2011-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-06-02 | 2011-09-20 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-06-02 | 2011-09-20 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-06-02 | 2010-09-02 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2006-07-06 | 2008-04-22 |
| Rep | 證券交易 | 2006-07-06 | 2008-04-22 |