| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2016-02-26 | 2020-05-13 |
| Rep | 期貨合約交易 | 2016-02-26 | 2022-08-01 | |
| Rep | 證券交易 | 2016-02-26 | 2022-08-01 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2014-06-03 | 2015-12-10 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-06 | 2014-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-08-17 | 2014-02-28 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2009-08-17 | 2014-02-28 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-08-17 | 2010-09-06 |