| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited | Rep | 提供資產管理 | 2021-11-11 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-06 | 2019-03-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-05-16 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-04-16 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-04-16 | 2019-03-01 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2005-07-21 | 2007-03-12 |
| Rep | 證券交易 | 2005-07-21 | 2007-03-12 |