| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就證券提供意見 | 2026-08-04 | - |
| Rep | 證券交易 | 2026-08-04 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2025-03-10 | 2026-04-24 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-24 | 2026-04-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-07-06 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2009-07-06 | 2026-04-24 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-07-06 | 2010-08-24 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2007-11-01 | 2009-06-03 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2007-11-01 | 2009-06-03 |
| Rep | 期貨合約交易 | 2007-11-01 | 2009-06-03 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-10-15 | 2009-06-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2007-10-15 | 2009-06-03 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2005-12-12 | 2007-09-06 |
已採集記錄中暫無金管局登記。