| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WELLINGTON MANAGEMENT HONG KONG LIMITED | Rep | 就證券提供意見 | 2015-11-02 | 2021-06-11 |
| Rep | 證券交易 | 2015-11-02 | 2021-06-11 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-04-18 | 2013-07-04 |
| Rep | 證券交易 | 2011-04-18 | 2013-07-04 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-04-18 | 2013-07-04 |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2010-01-07 | 2011-03-05 |
| Rep | 就證券提供意見 | 2005-05-12 | 2008-02-25 |