| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2016-07-26 | 2017-06-30 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-12-22 | 2016-03-08 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-12-22 | 2010-08-20 |