| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2026-03-19 | - |
| Rep | 就證券提供意見 | 2026-03-19 | - | |
| Rep | 期貨合約交易 | 2026-03-19 | - | |
| Rep | 證券交易 | 2026-03-19 | - | |
| Rep | 就期貨合約提供意見 | 2025-04-28 | 2026-03-18 | |
| Rep | 就證券提供意見 | 2025-04-28 | 2026-03-18 | |
| Rep | 期貨合約交易 | 2025-04-28 | 2026-03-18 | |
| Rep | 證券交易 | 2025-04-28 | 2026-03-18 | |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2018-07-03 | 2025-01-24 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2018-02-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-01-08 | 2018-02-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-01-08 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-07-03 | 2008-10-22 |
已採集記錄中暫無金管局登記。