| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-04-26 | 2020-08-31 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-04-26 | 2020-08-31 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2006-05-16 | 2011-03-03 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2004-05-12 | 2011-03-03 |