Shang, Ning 尚宁
證監會中央編號:AVL540
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 就證券提供意見 | 2020-11-20 | - |
| Rep | 提供資產管理 | 2020-11-20 | - | |
| Vision Capital Investment Management Limited | Rep | 就證券提供意見 | 2018-09-13 | 2020-11-02 |
| Rep | 提供資產管理 | 2018-09-13 | 2020-11-02 | |
| Rep | 證券交易 | 2018-09-13 | 2020-11-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-05-11 | 2017-03-08 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-05-11 | 2017-03-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-12-22 | 2015-01-21 |
| Rep | 證券交易 | 2014-12-22 | 2015-01-21 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-02 | 2014-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-07-26 | 2014-09-20 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2010-07-26 | 2014-09-20 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-26 | 2010-09-02 |
已採集記錄中暫無金管局登記。