| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2012-05-14 | 2014-05-17 |
| Rep | 就證券提供意見 | 2012-05-14 | 2014-05-17 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2010-08-02 | 2012-01-11 |
| Rep | 就證券提供意見 | 2010-08-02 | 2012-01-11 | |
| Rep | 證券交易 | 2010-08-02 | 2012-01-11 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2010-08-02 | 2012-01-11 |
| Rep | 就證券提供意見 | 2010-08-02 | 2012-01-11 | |
| Rep | 證券交易 | 2010-08-02 | 2012-01-11 |