| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 就期貨合約提供意見 | 2017-10-12 | 2026-05-29 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-10-05 | 2018-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-08-23 | - |
| Rep | 證券交易 | 2010-08-23 | 2018-09-12 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-08-23 | 2010-12-16 |