| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2015-09-17 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-26 | 2015-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-06-23 | 2015-03-24 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2009-06-23 | 2015-03-24 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-06-23 | 2010-08-26 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-11-23 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-11-23 | |
| Rep | 證券交易 | 2003-04-01 | 2004-11-23 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2006-10-31 |