| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-09-01 | 2020-08-10 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-09-01 | 2020-08-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-02-22 | 2012-02-14 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-02-22 | 2012-02-14 |