| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | 就證券提供意見 | 2020-09-30 | - |
| Rep | 證券交易 | 2020-09-30 | - | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2014-09-29 | 2016-09-20 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-06 | 2012-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-04-04 | 2012-07-10 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-04-04 | 2012-07-10 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-04-04 | 2010-09-06 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2006-03-29 | 2006-04-05 |
已採集記錄中暫無金管局登記。