| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bell Potter Securities (HK) Limited | RO | 證券交易 | 2017-11-14 | - |
| Rep | 證券交易 | 2017-06-07 | 2017-11-14 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-26 | 2017-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-05-07 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2010-05-07 | 2017-03-15 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-05-07 | 2010-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-07-13 | 2009-08-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-07-13 | 2009-08-13 |