| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2025-05-19 | - |
| Rep | 就證券提供意見 | 2023-11-13 | - | |
| Dymon Asia Capital (HK) Limited | Rep | 提供資產管理 | 2018-05-28 | 2023-06-08 |
| LIGHT & SALT CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2014-10-06 | 2018-05-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2013-10-23 | 2014-05-03 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-07 | 2014-05-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-07-26 | 2014-05-03 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2010-07-26 | 2013-10-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-26 | 2010-09-07 |
已採集記錄中暫無金管局登記。