| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Optimas Capital Limited | Rep | 就證券提供意見 | 2023-08-14 | - |
| Rep | 提供資產管理 | 2021-09-24 | - | |
| RO | 提供資產管理 | 2016-07-14 | 2021-09-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2013-07-17 | 2016-07-07 |
| Rep | 證券交易 | 2013-07-17 | 2016-07-07 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-04-08 | 2013-04-06 |
| Rep | 證券交易 | 2009-05-11 | 2013-04-06 | |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 提供資產管理 | 2008-05-20 | 2009-03-11 |
| UBS SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2006-07-17 | 2008-04-26 |