| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-12-02 | 2013-03-23 |
| Rep | 證券交易 | 2011-04-14 | 2013-03-23 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-11-05 | 2010-08-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-11-05 | 2010-08-30 |