| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Optimas Capital Limited | RO | 提供資產管理 | 2020-03-04 | - |
| RO | 就證券提供意見 | 2018-12-12 | - | |
| RO | 證券交易 | 2018-12-12 | 2023-07-07 | |
| Rep | 提供資產管理 | 2017-03-23 | 2020-03-04 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-08-20 | 2016-04-14 |
| Rep | 證券交易 | 2013-08-12 | 2016-04-14 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2013-05-11 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-07-27 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-07-02 | 2013-05-11 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2009-07-02 | 2013-05-11 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2005-07-22 | 2009-05-11 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2005-07-22 | 2009-05-11 |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2004-02-03 | 2005-03-11 |
| Rep | 就證券提供意見 | 2004-02-03 | 2005-07-20 |
已採集記錄中暫無金管局登記。