Yam, Vincent Wai Yuen 任維淵
證監會中央編號:AGM448
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2022-06-28 | - |
| RO | 證券交易 | 2022-06-28 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-04-25 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-04-25 | 2022-06-28 |
| Rep | 就證券提供意見 | 2018-04-11 | 2022-06-28 | |
| Pamirs Capital (H.K.) Limited | Rep | 就證券提供意見 | 2017-07-11 | 2017-12-29 |
| Rep | 提供資產管理 | 2017-07-11 | 2017-12-29 | |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-10-18 | 2017-05-13 |
| Rep | 提供資產管理 | 2016-10-18 | 2017-05-13 | |
| Segantii Capital Management Limited | Rep | 提供資產管理 | 2015-07-08 | 2016-02-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-08-05 | 2015-01-21 |
| Rep | 證券交易 | 2013-08-05 | 2015-01-21 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-11-15 | 2013-04-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-03-20 | 2010-11-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供資產管理 | 2003-04-01 | 2005-01-25 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-23 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-23 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2005-03-23 | |
| Rep | 證券交易 | 2003-04-01 | 2013-04-27 | |
| Merrill Lynch Far East Limited | Rep | 提供資產管理 | 2003-04-01 | 2005-01-25 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-23 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-23 | |
| Rep | 證券交易 | 2003-04-01 | 2013-04-27 |