| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2016-03-31 | 2017-01-20 |
| Rep | 提供資產管理 | 2016-03-31 | 2017-01-20 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-11-15 | 2012-01-03 |
| Rep | 證券交易 | 2010-10-11 | 2012-01-03 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-10-11 | 2012-01-03 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-10-11 | 2010-12-31 |